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Nos. 98-1648 & 98-1671: Mitchell v. Helms and Picard v. Helms | |||||||||||
No. 98-1648
In the Supreme Court of the United States
GUY MITCHELL, ET AL., PETITIONERS
v.
MARY L. HELMS, ET AL.
CECIL J. PICARD, ET AL., PETITIONERS
v.
MARY L. HELMS, ET AL.
ON PETITIONS FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF FOR THE SECRETARY OF EDUCATION
SETH P. WAXMAN
Solicitor General
Counsel of Record
DAVID W. OGDEN
Acting Assistant Attorney General
BARBARA D. UNDERWOOD
Deputy Solicitor General
PAUL R.Q. WOLFSON
Assistant to the Solicitor General
MICHAEL JAY SINGER
HOWARD S. SCHER
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Section 7351(b)(2) of Title 20 permits local educational agencies receiving
federal financial assistance to lend secular, neutral, and nonideological
instructional equipment, instructional materials, and library materials
acquired with that federal assistance to religious schools for the benefit
of their students, as part of a program also serving public school students
and nonsectarian private school students. The question presented is whether,
in analyzing the claim that 20 U.S.C. 7351(b)(2), as applied in this case,
violates the Establishment Clause of the First Amendment, the court of appeals
was limited to considering the nature of the equipment and materials lent
to religious schools, or whether it should also consider safeguards intended
to prevent such equipment and materials from being diverted to religious
use.
In the Supreme Court of the United States
No. 98-1648
GUY MITCHELL, ET AL., PETITIONERS
v.
MARY L. HELMS, ET AL.
No. 98-1671
CECIL J. PICARD, ET AL., PETITIONERS
v.
MARY L. HELMS, ET AL.
ON PETITIONS FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF FOR THE SECRETARY OF EDUCATION
1. This case involves an Establishment Clause challenge to the application,
in Jefferson Parish, Louisiana, of a federal program that provides financial
assistance to local educational agencies (LEAs) for education-improvement
programs, and authorizes LEAs receiving federal financial assistance to
lend instructional equipment, instructional materials, and library materials
purchased with that assistance to private elementary and secondary schools,
including religious schools, as part of a program that neutrally benefits
students in public and private schools. The application of a related state
program was also challenged. The federal program at issue here was substantially
amended twice during the course of this litigation and has had several titles;
it is currently found at Title VI of the Elementary and Secondary Education
Act of 1965 (ESEA), Pub. L. No. 89-10, 79 Stat. 55, as amended by the Improving
America's Schools Act of 1994, Pub. L. No. 103-382, §§ 6001-6403,
108 Stat. 3707-3716. See 20 U.S.C. 7301-7373. For simplicity we will refer
to the federal program as "Title VI"; previous decisions in this
case referred to it as "Chapter 2."1
Title VI authorizes financial assistance to LEAs and to state educational
agencies (SEAs) to implement nine kinds of "innovative assistance"
programs. See 20 U.S.C. 7351(a) and (b); see also Charter School Expansion
Act of 1998, Pub. L. No. 105-278, § 2(2), 112 Stat. 2682. Among the
kinds of programs that may be implemented with Title VI funds are programs
"for the acquisition and use of instructional and educational materials,
including library services and materials (including media materials), assessments,
reference materials, computer software and hardware for instructional use,
and other curricular materials which are tied to high academic standards
and which will be used to improve student achievement and which are part
of an overall education reform program." 20 U.S.C. 7351(b)(2). As pertinent
here, LEAs may use Title VI funds to purchase computer hardware and software
for instructional use; they may also use such funds to acquire supplemental
instructional materials and library materials.2
Title VI requires that LEAs ensure that children enrolled in private nonprofit
schools (as well as those in public schools) have the opportunity to benefit
from programs financed with Title VI assistance. See 20 U.S.C. 7312, 7372.
Moreover, Title VI expenditures by LEAs for private schoolchildren must
"be equal (consistent with the number of children to be served) to
expenditures * * * for children enrolled in the public schools of the [LEA],
taking into account the needs of the individual children and other factors
which relate to such expenditures." 20 U.S.C. 7372(b).
Any benefit provided to children in private schools, however, must be secular,
and must not take the place of any services, equipment, or materials that
the private school would offer or obtain in the absence of federal assistance.
Thus, Section 7372 expressly provides that LEAs "shall provide for
the benefit of such children in such [private] schools secular, neutral,
and nonideological services, materials, and equipment." 20 U.S.C. 7372(a)(1)
(emphasis added); see also 20 U.S.C. 8897 ("Nothing contained in this
chapter shall be construed to authorize the making of any payment under
this chapter for religious worship or instruction."). Title VI also
requires that the control of all Title VI funds "and title to materials,
equipment, and property * * * shall be in a public agency * * * and a public
agency shall administer such funds and property." 20 U.S.C. 7372(c)(1).
In addition, any services provided for the benefit of private school students
must be provided by "a public agency" or by a contractor who,
"in the provision of such services, is independent of such private
school and of any religious organizations." 20 U.S.C. 7372(c)(2). Further,
Title VI funds for innovative-assistance programs must supplement, and in
no case supplant, the level of funds that, in the absence of Title VI funds,
would be made available for those programs from "non-Federal sources."
20 U.S.C. 7371(b).
An LEA that wishes to receive federal funds for a Title VI program must
present an application to the pertinent SEA. The SEA is required to certify
the LEA's application for funds if the application explains the planned
allocation of funds among the nine kinds of programs permitted under the
statute, sets forth the allocation of funds required to assure the equitable
participation of private schoolchildren, and provides assurance of compliance
with the statute's various requirements, including the requirement of participation
of private schoolchildren in secular benefits under the program. 20 U.S.C.
7353(a)(1)(A)-(B) and (3). The LEA must also agree to keep records sufficient
to permit the SEA to evaluate the LEA's implementation of the program. 20
U.S.C. 7353(a)(4). The statute does not provide for review by the Department
of Education of the LEA's application for Title VI funds.
The Department of Education's Title VI regulations emphasize the statute's
limitations on assistance that may be provided to children at private schools.
Those regulations explain that services obtained with federal funds must
supplement, and not supplant, services that the private schools would otherwise
provide their schoolchildren, 34 C.F.R. 299.8(a), and that the LEA must
keep title to all property and equipment used for the benefit of private
schoolchildren, 34 C.F.R. 299.9(a). In addition, the regulations require
that the public agency "ensure that the equipment and supplies placed
in a private school * * * [a]re used only for proper purposes of the program."
34 C.F.R. 299.9(c). As explained below, the Department has recently issued
further guidance for LEAs on the participation of private schoolchildren
in Title VI, addressing in particular procedures that LEAs should follow,
and safeguards that LEAs should impose, to ensure that Title VI benefits
afforded to private schoolchildren are secular. See pp. 15-16, infra.
2. In Louisiana, the State Bureau of Consolidated Educational Programs administers
the Louisiana Title VI program. After Louisiana receives its Title VI funds
from the federal government, the SEA allocates 80% of the funds to LEAs.
Eighty-five percent of those funds is allocated to LEAs based on the number
of participating elementary and secondary school students in both public
and private schools, and 15% is allocated based on the number of children
from low-income families. Pet. App. 86a.3
For the school year 1984-1985 (immediately before this lawsuit was commenced),
the Jefferson Parish Public School System (JPPSS) received $655,671 in Title
VI funds. Approximately 70% of that money ($456,097) was used for equipment,
materials, and services at public schools in the JPPSS, and the remaining
amount ($199,574) was used for Title VI programs provided to students at
private schools in the district. Pet. App. 86a. For the school year 1986-1987,
the JPPSS received $661,148 in Title VI assistance. Approximately 32% of
that amount ($214,080) was used to provide Title VI benefits to private
schoolchildren in the district. Of the $214,080 budgeted for private schoolchildren,
$94,758 was spent to provide library and media materials, and $102,862 was
spent for instructional equipment. Id. at 90a. With respect to the State
of Louisiana as a whole, about 25% of the total Title VI allotment was used
for children in private schools. Id. at 86a.
The State of Louisiana, in administering Title VI, "never transmits
dollars to [any] non-public school." Pet. App. 87a (brackets in original
omitted). Moreover, because the statute requires that a public authority
retain title to all Title VI equipment and materials, such resources are
provided only on loan to private schools, and the ultimate authority and
control over those items always rests with the public school system, not
the private schools. Ibid.
The SEA and the LEA monitor the use of Title VI equipment and materials
in private schools to determine whether they are used for purposes consistent
with Title VI, including the requirement that they be used only for secular
purposes. Title VI Guidelines issued by the Louisiana SEA emphasize to the
LEAs that "the LEA must ensure that [Title VI] equipment and materials
* * * are used for secular, neutral and non-ideological purposes."
Gov't Exh. D-4 in Opp. to Resp. Mot. for Summ. Judg. (State Guidelines)
22. The State Guidelines suggest that LEA representatives visit each private
school site at least yearly and check the materials ordered to ensure that
they are secular, neutral, and nonideological. Ibid. Representatives of
the SEA visit each LEA every two years to monitor the LEA's implementation
of the Title VI program, including the LEA's compliance with statutory requirements.
Pet. App. 56a. In those monitoring visits, the SEA representatives examine
whether the services, material, and equipment provided to private schools
are secular, neutral, and nonideological. State Guidelines 22. In addition,
the SEA encourages LEAs to have religious schools sign written assurances
that Title VI equipment will not be used for religious purposes. Id. at
84; Pet. App. 87a. The JPPSS has also required signed assurances from each
private school that material and equipment would be used in "direct
compliance" with Title VI. Woodward Dep. Exh. 13; see Pet. App. 107a.
The record compiled below showed that, in Jefferson Parish, Ruth Woodward,
the coordinator of Title VI programs in the JPPSS, notifies private schools
each year of the allotment of Title VI funds available for services to students
at those schools; those notices are accompanied by a reminder from the Director
of the SEA that Title VI prohibits the acquisition of religiously oriented
material. Woodward Dep. 62-63 & Exh. 3. Woodward also visits each private
school every year to discuss use of the Title VI equipment with a school
official, such as the principal or a librarian, and to make sure that logs
of use of Title VI equipment are kept, and that Title VI equipment is properly
marked as such. Id. at 96-98, 102-103, 111. Woodward specifically inquires
of private school officials whether the Title VI equipment and materials
are used for secular, neutral, and nonideological purposes. Id. at 102,
111. Library books purchased for loan to private schools are personally
approved by Woodward and another public school official from catalogues;
they also personally review all requests by private schools for library
books and other instructional materials, such as videocassettes and filmstrips,
and delete titles that might indicate religiously oriented materials. Id.
at 38, 88-89; Pet. App. 57a.4
3. On December 2, 1985, plaintiffs Mary Helms, Amy Helms, and Marie Schneider
(hereafter respondents) brought suit in district court against federal,
state, and local officials, claiming that several federal, state, and local
programs as applied in Jefferson Parish, Louisiana, including Title VI,
violated the Establishment Clause.5 Respondents did not challenge Title
VI on its face. Rather, they contended that one provision, authorizing federal
funds to be used for the purchase of instructional equipment and materials,
had been unconstitutionally applied in the Parish because such equipment
and materials had been "transferred to nonpublic schools for their
use." Second Amended Complaint ¶ 50 (Nov. 1, 1988). Respondents
argued that this loan of instructional equipment and materials to private
schools violated the Establishment Clause because (a) there were allegedly
no safeguards in place to prevent the property lent to the private schools
from being used for religious purposes, and (b) any monitoring that would
be useful in preventing the use of instructional equipment for religious
purposes would create an excessive entanglement between the government and
private religious schools. Id. ¶ 52.
After discovery, the parties cross-moved for summary judgment on the constitutionality
of the Title VI program in the Parish. In 1990, the district court initially
concluded that the program was unconstitutional, and granted summary judgment
to respondents on that issue. Pet. App. 137a-151a. The court concluded (id.
at 148a-150a) that the practice of providing instructional equipment and
materials to religious schools was controlled by this Court's decisions
in Meek v. Pittenger, 421 U.S. 349 (1975), Wolman v. Walter, 433 U.S. 229
(1977), and Public Funds for Public Schools v. Marburger, 358 F. Supp. 29
(D.N.J. 1973), aff'd mem., 417 U.S. 961 (1974), which had invalidated state
programs that provided instructional equipment and materials to religious
schools.
The government moved for reconsideration, and on January 28, 1997, the district
court reversed itself and upheld the Title VI program as applied in Jefferson
Parish. Pet. App. 82a-108a. The court relied heavily on the Ninth Circuit's
then-recent decision in Walker v. San Francisco Unified School District,
46 F.3d 1449 (1995), which upheld a "virtually indistinguishable"
(Pet. App. 107a) Title VI program under which instructional equipment, including
computers, was lent to religious private schools. The court emphasized that,
as in Walker, the instructional equipment and materials lent to the private
schools in Jefferson Parish were secular, that Title VI benefits were made
available to students on a neutral basis and without reference to religion,
and that all the monitoring controls in effect in Walker were also in effect
in Jefferson Parish: library books and other instructional materials are
prescreened by the LEA; most parochial schools sign a pledge agreeing not
to use the materials for religious purposes; an LEA official visits the
private schools every year; the SEA also monitors the LEA's implementation
of the program; and no Title VI money is ever paid directly to religious
schools. Ibid. In light of those factors, the court found that the Title
VI program in Jefferson Parish "does not have as its principal or primary
effect the advancement or inhibition of religion." Id. at 108a.
4. Respondents appealed to the Fifth Circuit. The court of appeals reversed,
and held that Jefferson Parish's Title VI program, insofar as it was applied
to provide instructional equipment and materials and library materials to
religious schools, was unconstitutional under this Court's decisions in
Meek and Wolman. Pet. App. 53a-71a. The Fifth Circuit expressly disagreed
with the Ninth Circuit's Walker decision upholding "a [Title VI] program
that was, in all relevant respects, identical to the one * * * in Jefferson
Parish." Id. at 59a.
After examining this Court's decisions regarding aid to religious schools
and students, particularly Meek, Wolman, Board of Education v. Allen, 392
U.S. 236 (1968), and Committee for Public Education & Religious Liberty
v. Regan, 444 U.S. 646 (1980), the court of appeals concluded that those
decisions "drew a series of boundary lines between constitutional and
unconstitutional state aid to parochial schools, based on the character
of the aid itself." Pet. App. 66a. Whereas Allen had upheld the loan
of textbooks to religious school students, Meek and Wolman, "while
both reaffirming Allen, nevertheless invalidated state programs lending
instructional materials other than textbooks to parochial schools and schoolchildren."
Id. at 67a. The court of appeals also concluded that the "boundary
lines" between permissible and impermissible assistance based entirely
on the character of the aid were reaffirmed by Regan, which upheld aid to
religious schools for the administration of standardized tests developed
and required by the State, and which "clarified that Meek only invalidates
a particular kind of aid to parochial schools-the loan of instructional
materials." Id. at 68a.
The court rejected two arguments that these absolute "boundary lines"
based on the character of the aid are inapplicable to this case. First,
it concluded that the Ninth Circuit in Walker had erred in attempting to
distinguish Meek and Wolman on the ground that the programs struck down
in those cases "directly targeted massive aid to private schools, the
vast majority of which were religiously-affiliated," whereas Title
VI is a "neutral, generally applicable statute that provides benefits
to all schools, of which the overwhelming beneficiaries are nonparochial
schools." Pet. App. 69a (internal quotation marks omitted). That reading
of Meek and Wolman was flawed, the court concluded, because the programs
at issue in both cases were specifically designed to ensure that private
schoolchildren would benefit from educational benefits equivalent to the
benefits otherwise provided to public schoolchildren. Id. at 69a-70a.
Second, the court concluded that Meek and Wolman had not been called into
question by Agostini v. Felton, 521 U.S. 203 (1997), which upheld a federal
program under which public school teachers provide supplemental instruction
to religious school students at those students' schools. "Agostini
does, it is true, discard a premise on which Meek relied-i.e., that 'substantial
aid to the educational function of sectarian schools necessarily results
in aid to the sectarian school enterprise as a whole.'" Pet. App. 70a
(quoting Meek, 421 U.S. at 366) (emphasis added; brackets and ellipsis omitted).
But, the court stated, Agostini "does not replace that assumption with
the opposite assumption; instead, Agostini only goes so far as to 'depart
from the rule that all government aid that directly aids the educational
function of religious schools is invalid.'" Ibid. (quoting Agostini,
521 U.S. at 225) (brackets and ellipsis omitted). Agostini, the court concluded,
"says nothing about the loan of instructional materials to parochial
schools and we therefore do not read it as overruling Meek or Wolman."
Ibid.
Applying Meek and Wolman to this case, the court then concluded that Title
VI was unconstitutional as applied in Jefferson Parish "to the extent
that [it] permits the loaning of educational or instructional equipment
to sectarian schools." Pet. App. 71a. The court's prohibitory decree
"encompasses such items as filmstrip projectors, overhead projectors,
television sets, motion picture projectors, video cassette recorders, video
camcorders, computers, printers, phonographs, slide projectors, etc."
Ibid. The decree also "necessarily prohibits the furnishing [to such
schools] of library books by the State, even from prescreened lists."
Ibid. The court could "see no way to distinguish library books from
the 'periodicals . . . maps, charts, sound recordings, films, or any other
printed and published materials of a similar nature' prohibited by Meek."
Ibid. (quoting Meek, 421 U.S. at 355) (brackets omitted). "The Supreme
Court has only allowed the lending of free textbooks to parochial schools;
the term 'textbook' has generally been defined by the case law as 'a book
which a pupil is required to use as a text for a semester or more in a particular
class he legally attends.' We do not think library books can be subsumed
within that definition." Ibid. (quoting Allen, 392 U.S. at 239) (citation
omitted).6
5. The government petitioned for rehearing and suggested rehearing en banc
of the court of appeals' decision. Although one of the judges on the court
of appeals called for an en banc poll, the court denied both rehearing and
rehearing en banc. Pet. App. 154a. The panel amended its decision, however,
to make clear that the use of Title VI funds to provide textbooks to religious
school students is not prohibited by its decree. Id. at 155a.
6. In February 1999, the Department of Education issued amended Guidance
for SEAs and LEAs on various aspects of Title VI, including the statutory
requirement that all services, equipment, and materials made available to
private school students be secular, neutral, and nonideological. See App.,
infra, 1a-9a.7 The Guidance explains that LEAs "should implement safeguards
and procedures to ensure that Title VI funds are used properly for private
school children." Id. at 4a. First, "it is critical that private
school officials understand and agree to the limitations on the use of any
equipment and materials located in the private school." Ibid. To that
end,
LEAs should obtain from the appropriate private school official a written
assurance that any equipment and materials placed in the private school
will be used only for secular, neutral and nonideological purposes; that
private school personnel will be informed as to these limitations; and that
the equipment and materials will supplement, and in no case supplant, the
equipment and materials that, in the absence of the Title VI program, would
have been made available for the participating students.
Ibid.
Second, the Guidance makes clear that the LEA "is responsible for ensuring
that any equipment and materials placed in the private school are used only
for proper purposes." App., infra, 4a. Thus, the LEA should "determine
that any Title VI materials * * * are secular, neutral and nonideological[,]
* * * mark all equipment and materials purchased with Title VI funds so
that they are clearly identifiable as Title VI property of the LEA[, and]
* * * perform periodic on-site monitoring of the use of the equipment and
materials[,] * * * includ[ing] on-the-spot checks of the use of the equipment
and materials, discussions with private school officials, and a review of
any logs maintained." Id. at 4a-5a. The Guidance also states that the
Department of Education believes that, to monitor compliance with the requirements
of Title VI, "it is a helpful practice for private schools to maintain
logs to document the use of Title VI equipment and materials located in
their schools." Id. at 4a. Furthermore, the Guidance emphasizes that
LEAs "need to ensure that if any violations occur, they are corrected
at once. An LEA must remove materials and equipment from a private school
immediately if removal is needed to avoid an unauthorized use." Id.
at 5a.
The court of appeals has read this Court's decisions in Meek v. Pittenger,
421 U.S. 349 (1975), and Wolman v. Walter, 433 U.S. 229 (1977), to require
invalidation of an Act of Congress, insofar as that statute has been applied
to authorize the loan of instructional equipment, instructional materials,
and library materials for the benefit of religious school students. Moreover,
the court of appeals held that invalidation of the program was compelled
by the character of the aid alone, irrespective of whether the aid was accompanied
by safeguards with the purpose and effect of preventing the equipment and
materials lent to religious schools from being diverted to religious purposes.
That decision impairs the implementation of Title VI in the Fifth Circuit,
and the decision's reasoning is likely to have similar adverse effects on
other federal programs designed to ensure that all schoolchildren-including
those in religious schools as well as public schools and private nonreligious
schools-have access to computers in their classrooms and school libraries.
The court of appeals' decision also conflicts directly with a decision of
the Ninth Circuit upholding a similar program. This Court's review is therefore
warranted.
Further, while Meek and Wolman may be read as the court of appeals read
them, we submit that neither the reasoning of those cases nor what this
Court has identified as the fundamental principles of the Establishment
Clause necessarily requires a categorical rule prohibiting the loan of all
instructional equipment and materials to religious schools, without regard
to whether the aid is accompanied by safeguards to prevent its diversion
to religious purposes, or whether the aid is supplementary rather than a
direct subsidy of the religious school's core educational program. The Court
should therefore grant review to consider whether a categorical ban on lending
secular instructional equipment and materials to religious schools should
not apply where (a) the aid is accompanied by safeguards adequate to protect
against its diversion to religious purposes, (b) the aid is only supplementary
to the school's core educational functions, and (c) the aid provided to
the religious school is part of a program that serves all students in public
and nonprofit private schools, in a neutral and equitable fashion.
1. The court of appeals read this Court's decisions in Meek and Wolman as
establishing a categorical prohibition against lending instructional equipment
or materials or library materials purchased with public funds to religious
schools. The court of appeals therefore rejected the argument that such
loans of equipment and materials could be made if they supplemented, rather
than supplanted, the basic educational function of the schools, and if safeguards
were established to prevent the diversion of the loaned materials to religious
purposes.
Although that decision did not invalidate 20 U.S.C. 7351(b)(2) on its face,
but rather held only that its particular application in Jefferson Parish
was unconstitutional, as a practical matter it impairs the effectiveness
of Title VI in the Fifth Circuit, insofar as that statute requires that
religious school students be permitted to participate equitably in its benefits.
See 20 U.S.C. 7372(b). Title VI sets forth nine kinds of innovative-assistance
programs that may be implemented with federal financial assistance. See
20 U.S.C. 7351(b); Charter School Expansion Act of 1998, Pub. L. No. 105-278,
§ 2(2), 112 Stat. 2682. Experience has shown, however, that often the
Title VI program most useful for private schoolchildren is precisely the
kind of program invalidated by the court of appeals in this case, funded
under 20 U.S.C. 7351(b)(2), which permits the loan of instructional materials
and equipment, especially computer hardware and software, as well as library
materials.8 That sort of program also directly advances the important federal
interest in ensuring that all schoolchildren have access to new technologies
in instructional and library settings.9
The program at issue here provides for the loan of instructional equipment
and materials to the private school, for use by students there. Because
of resource constraints, it is not feasible to provide this kind of assistance
by lending computers or software directly to each student, in a manner similar
to the textbook-loan program upheld in Board of Education v. Allen, 392
U.S. 236 (1968).10 Nor, for the same reason, is it feasible to hire public
school teachers to supervise the use of Title VI instructional equipment
and materials by students at religious schools, so as to bring the program
under Agostini v. Felton, 521 U.S. 203 (1997), which permits public schoolteachers
to give instruction to religious school students in religious school buildings.11
In practical effect, therefore, the court of appeals has invalidated a form
of federal assistance that is highly relevant for private schoolchildren,
and also central to the effort to bring modern technology to all students.
Thus, although the court of appeals' decision does not prohibit the Secretary
of Education from distributing funds under the statute to Louisiana for
further distribution to LEAs in the State (including Jefferson Parish),
it does restrict LEAs' ability to provide Title VI benefits to children
who attend religious schools. Under the court of appeals' ruling, LEAs may
find it difficult to comply with the statutory requirement that they ensure
that private schoolchildren participate equitably in the benefits of Title
VI. See 20 U.S.C. 7372(a)(1). The adverse consequences of the court of appeals'
decision for the equitable participation of children in religious schools
in the benefits of Title VI warrant this Court's review.
In addition, the kind of assistance that the court of appeals has invalidated
is precisely the sort of assistance that will be even more important in
the future, in the effort to make computer-assisted learning available to
all children. For example, we are informed that the President will shortly
propose a comprehensive revision of the ESEA that would establish a program
specifically designed to provide advanced computer technologies to students,
including students in religious schools. See note 1, supra. Although the
court of appeals' decision invalidates only a particular program under the
current Title VI, its reliance on Meek and Wolman for a broad ruling that
no instructional materials or equipment of any kind may be lent to religious
schools creates a serious question as to whether LEAs may continue to provide
computer hardware and software under either the current version of Title
III, see 20 U.S.C. 6844(3), or the revision of it to be proposed by the
President.
2. The court of appeals' decision conflicts directly with the Ninth Circuit's
decision in Walker v. San Francisco Unified School District, 46 F.3d 1449
(1995), which upheld a "virtually indistinguishable" Title VI
program (Pet. App. 107a). In that case, as in this one, private schools
were lent instructional equipment and materials, including computer equipment;
the schools were also lent library books and instructional materials, selected
from prescreened lists to ensure their secularity. Ibid. The Ninth Circuit
upheld the program, concluding in particular that it did not have the primary
effect of advancing religion because the benefits under the program were
available on a neutral basis without reference to religion, and because
"controls are in place to prevent [Title VI] benefits from being diverted
to religious instruction." 46 F.3d at 1467.
The Ninth Circuit's decision is not distinguishable from the Fifth Circuit's
decision in this case on the ground that the Ninth Circuit found that the
San Francisco program had adequate controls to prevent the diversion of
instructional equipment to religious purposes.12 With one possible exception,
those controls do not appear to have been significantly different from the
controls in place in Jefferson Parish.13 Indeed, even though the court of
appeals in this case was aware that the program in Walker had in place various
controls, it found the two programs to be, "in all relevant respects,
identical." Pet. App. 59a.
More importantly, under the court of appeals' rationale in this case, the
existence or extent of any such controls is simply irrelevant to the constitutional
question, for the Fifth Circuit read Meek and Wolman to hold that the permissibility
of aid to the educational function of a religious school is dependent entirely
on the nature of the aid. See Pet. App. 66a-67a. Thus, even if the JPPSS
did have in place controls equivalent to those examined in the Walker decision,
or even more extensive controls giving even greater assurance that instructional
equipment would not be used for religious purposes, that would not have
affected the court of appeals' resolution of this case. That conflict in
the circuits warrants resolution by this Court. LEAs and SEAs across the
Nation should know whether the Fifth Circuit's or the Ninth Circuit's decision
sets forth a correct understanding of the constitutional limits on their
ability to comply with Title VI's requirement of equitable participation
by private school students by lending computer hardware and software to
religious schools.
3. Meek and Wolman may fairly be read as the court of appeals read them,
to prohibit flatly the loan of instructional equipment and materials for
use by students at religious schools, without regard to safeguards with
the purpose and effect of preventing such aid from being diverted to religious
purposes. Such a broad categorical rule, however, appears unnecessary to
secure the "bedrock" Establishment Clause principle that "[p]ublic
funds may not be used to endorse [a] religious message." Rosenberger
v. Rector & Visitors of Univ. of Va., 515 U.S. 819, 846-847 (1995) (O'Connor,
J., concurring) (internal quotation marks omitted); see Bowen v. Kendrick,
487 U.S. 589, 611 (1988) (Establishment Clause "prohibit[s] government-financed
or government-sponsored indoctrination into the beliefs of a particular
religious faith") (internal quotation marks omitted); id. at 623 (O'Connor,
J., concurring) ("any use of public funds to promote religious doctrines
violates the Establishment Clause"); Levitt v. Committee for Pub. Educ.
& Religious Liberty, 413 U.S. 472, 480 (1973) ("the State is constitutionally
compelled to assure that the state-supported activity is not being used
for religious indoctrination"). Where the assistance is appropriately
limited and safeguarded, we submit that the Constitution should not be read
to demand a more sweeping restriction prohibiting all loans of such equipment
and materials to religious schools. Individual deviations from such safeguards
resulting in Establishment Clause violations can be redressed on a case-by-case
basis. Cf. Kendrick, 487 U.S. at 620-622 (opinion of the Court); id. at
623-624 (O'Connor, J., concurring). It is not necessary, however, to adopt
a blanket presumption that such safeguards can never be effective or manageable.
Cf. Committee for Pub. Educ. & Religious Liberty v. Regan, 444 U.S.
646, 662 (1980) ("[O]ur decisions have tended to avoid categorical
imperatives and absolutist approaches at either end of the range of possible
outcomes."). Accordingly, we submit that the rule of Meek and Wolman
should be limited to cases in which there is an unacceptable risk of diversion
of resources to religious purposes-either because the public aid to a religious
school is not supplementary, or because the provision of aid is not accompanied
by effective safeguards.14
To the extent that Meek and Wolman announce a categorical rule prohibiting
loans of instructional equipment and materials to religious schools, those
decisions rest on two rationales, both of which are subject to reexamination
in light of this Court's subsequent decisions. The first rationale is that,
because religious elementary and secondary schools are typically considered
pervasively sectarian, any aid to the educational function of such schools
must be conclusively held to advance the religious as well as the secular
aspects of the education that they provide, which are also deemed to be
inextricably intertwined. See Meek, 421 U.S. at 364-366; Wolman, 433 U.S.
at 249-251.
More recently, however, the Court has "departed from the rule * * *
that all government aid that directly assists the educational function of
religious schools is invalid." Agostini, 521 U.S. at 225. To be sure,
the Agostini decision, and the decisions on which it relied for the above-quoted
statement (Zobrest v. Catalina Foothills Sch. Dist., 509 U.S. 1 (1993),
and Witters v. Washington Dep't of Servs. for the Blind, 474 U.S. 481 (1986)),
involved the distinct situations of instructional assistance provided directly
to religious school students by public school personnel, and cash assistance
provided directly to students (rather than religious schools) by public
authorities. Nonetheless those decisions suggest a more nuanced rule than
that announced in Meek and Wolman, so that loans of instructional equipment
and materials to religious schools should not conclusively be presumed to
advance the religious mission of such schools.15
Second, Meek and Wolman appear to rest also on the rationale that any safeguards
adequate to prevent the diversion of instructional equipment and materials
to religious purposes would require detailed supervision of religious schools'
instruction, resulting in an impermissible entanglement between state and
religion. See Meek, 421 U.S. at 366-367 n.16 (discussing Public Funds for
Public Schools v. Marburger, 358 F. Supp. 29 (D.N.J. 1973), aff'd mem.,
417 U.S. 961 (1974), and lower-court decision in Meek). But again, in later
cases, including Agostini, the Court has indicated that the stringency of
its previous rules against interaction of public and religious institutions
should be relaxed. Agostini observed that "[n]ot all entanglements
* * * have the effect of advancing or inhibiting religion," and that
"[e]ntanglement must be 'excessive' before it runs afoul of the Establishment
Clause." 521 U.S. at 233 (also citing Kendrick, 487 U.S. at 615-617);
see also Aguilar v. Felton, 473 U.S. 402, 430 (1985) (O'Connor, J., dissenting)
("state efforts to ensure that public resources are used only for nonsectarian
ends should not in themselves serve to invalidate an otherwise valid statute").
The danger of entanglement exists only where "pervasive monitoring,"
see Agostini, 521 U.S. at 234, must be employed to prevent public aid from
being diverted to religious purposes.
Thus, the question is not (as the court of appeals believed) whether this
Court-having "discard[ed] a premise on which Meek relied-i.e., that
substantial aid to the educational function of sectarian schools necessarily
results in aid to the sectarian school enterprise as a whole"-has "replace[d]
that assumption with the opposite assumption," namely that aid to religious
schools is presumptively permissible. See Pet. App. 70a (internal quotation
marks, brackets, and ellipsis omitted). Rather, each case should be assessed
on its facts. Direct material aid to religious schools would violate the
Establishment Clause if it were so extensive as to supplant resources that
the school itself would otherwise provide or obtain, or if that aid were
not protected against diversion to religious use by adequate safeguards,
or if it favored religious schools over secular schools. In this case, therefore,
the court of appeals should have the opportunity to consider whether the
statutory limits on the uses to which Title VI aid may be put, together
with the actual safeguards put in place by the SEA and the LEA, are in fact
adequate to eliminate an unacceptable risk of diversion of resources to
sectarian ends. The court of appeals also should have the opportunity to
consider the Department of Education's recent Title VI Guidance explaining
the kinds of safeguards that should be employed by LEAs administering Title
VI programs (see pp. 15-16, supra).16 And the court of appeals should then
consider whether such safeguards, if adequate, are in fact so intrusive
that they inhibit the ability of religious schools to fulfill their religious
mission, or otherwise require "excessive and enduring entanglement."
Lemon v. Kurtzman, 403 U.S. 602, 619 (1971).17 But a categorical ban against
loans of instructional equipment and materials to religious schools in all
cases does not appear necessary to prevent "government-financed or
government-sponsored indoctrination into the beliefs of a particular religious
faith." Kendrick, 487 U.S. at 611.
A further important point distinguishes Title VI from the assistance programs
invalidated in Meek and Wolman. Title VI expressly requires that any assistance
under that program (whether for private or public schools) supplement, and
not supplant, non-federal resources available to the school-reflecting the
inherently supplementary role the federal government plays in education.
See 20 U.S.C. 7371(b); 34 C.F.R. 299.8(a). Moreover, the aid actually provided
under Title VI on a per-student basis is quite small, compared to the other
resources available to private schools. See p. 19 n.10, supra (appropriation
of about $7 per student). The aid provided in Meek, by contrast, was described
by the Court as "massive" (421 U.S. at 365), and the extent of
the aid in Wolman, although less clear from the Court's opinion in that
case, appears to have been quite substantial as well. See 433 U.S. at 233
($88 million biennial appropriation for auxiliary aid to nonpublic schools).
In Meek and Wolman, it was reasonable to conclude that the aid programs
"relieved sectarian schools of costs they otherwise would have borne
in educating their students." Zobrest, 509 U.S. at 12 (so characterizing
Meek). By contrast, because of the anti- supplantation rule of Title VI
and the relatively small amount of money spent per student, it would be
difficult to conclude that Title VI effects a "direct subsidy"
to religious schools (ibid.), or that participation in the Title VI program
permits religious schools to divert other resources, which would otherwise
be used for secular purposes, to religious use. In addition, because Title
VI benefits are offered to all students on a neutral basis without reference
to religion, Title VI does not create "a financial incentive to undertake
religious indoctrination." Agostini, 521 U.S. at 231. Therefore, even
if there should be a categorical rule prohibiting loan of instructional
equipment and materials in some circumstances, it should be limited to situations
where the aid program relieves religious schools of costs that they otherwise
would bear, which is not the case under Title VI.
The petitions for a writ of certiorari should be granted.
Respectfully submitted.